WEB SITE PRIVACY POLICY

This information is being provided on behalf of D. Mitchell & Company, LLC and the following subsidiaries and d.b.a.'s.

Mitchell & Company Financial, d.b.a.  Mitchell & Company Agency, LLC

Overview:

Thank you for visiting DMitchellCo (the Web Site) and reviewing our Privacy Policy. Your privacy is important to us, and our policy is simple: we will collect no personally identifiable information about you when you visit the Web Site unless you choose to provide the information. This Privacy Policy does not describe information collection practices on other sites, including those linked to or from the Web Site.

What Type of Information We Collect:

The categories of confidential personal information that we collect about you depend upon the scope of the customer engagement. The primary reason we collect and maintain your personal information is to serve you and administer your customer relationship. The types and categories of information we collect about you include:

• Information we receive from you about personal finances and profile (name, home address, social security number, annual income and net worth, investment experience, tax returns)
• Information we receive from credit reports about you
• Information about your health to the extent that it is needed for the planning process (for example, in connection with insurance applications)
• Information about transactions between you and third parties (such as trading confirmations and account balances)
• Information about your transactions with us (such as account activity)

In order for us to provide our services to you, we may disclose all of the personal information that we collect, as described above, in limited instances and as permitted by law, to affiliated members of D. Mitchell & Company, LLC and to nonaffiliated third parties. Examples include providing information to: companies that perform administrative services (such as printing and mailing your statements); your accountant, attorney, and other designated professionals; affiliated members of D. Mitchell & Company in order to offer you additional products and services; and brokers that place your trades. The companies we hire are required to use this information only for the services for which they are hired, and are not permitted to use, reuse or share this information for any other purpose.

No Warranties:

D. MITCHELL & COMPANY, LLC DOES NOT MAKE ANY EXPRESS OR IMPLIED WARRANTIES, REPRESENTATIONS OR ENDORSEMENTS WHATSOEVER (INCLUDING, WITHOUT LIMITIATION, THE IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE) WITH REGARD TO THE WEB SITE. THE MATERIALS, ANY PRODUCTS, INFORMATION OR SERVICE PROVIDED THROUGH THE WEB SITE, OR ANY SITES LISTED THEREIN, AND THE WEB SITE WILL NOT BE LIABLE FOR ANY COST OR DAMAGES ARISING EITHER DIRECTLY OR INDIRECTLY FROM ANY SUCH TRANSACTION. THE WEB SITE DOES NOT WARRANT THAT IT WILL BE UNINTERRUPTED OR ERROR-FREE OR THAT DEFECTS IN IT WILL BE CORRECTED. THE WEB SITE IS PROVIDED ON AN “AS IS, AS AVAILABLE” BASIS.

IN NO EVENT WILL THE WEB SITE OR ITS MEMBERS, MANAGERS, OFFICERS, EMPLOYEES, AGENTS AND THE ASSIGNS OF SAME BE LIABLE FOR (1) ANY INCIDENTAL, CONSEQUETIAL OR INDIRECT DAMAGES (INCLUDING, BUT NOT LIMITED TO, DAMAGES FOR LOSS OF PROFITS, BUSINESS INTERRUPTION, LOSS OF PROGRAMS OR INFORMATION, AND THE LIKE) ARISING OUT OF THE USE OF OR INABILITY TO USE THE WEB SITE, THE MATERIALS OR ANY INFORMATIONS, OR TRANSACTIONS PROVIDED ON THE WEB SITE OR DOWNLOADED FROM THE WEB SITE, EVEN IF THE WEB SITE OR ITS AUTHORIZED REPRESENTATIVES HAVE BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES, OR (2) ANY CLAIM ATTRIBUTABLE TO ERRORS, OMISSIONS OR OTHER INACCURACIES IN THE WEB SITE, THE MATERIALS AND/OR LISTINGS OR INFORMATION DOWNLOADED THROUGH THE WEB SITE. BECAUSE SOME STATES DO NOT ALLOW THE EXCLUSION OR LIMITATION OF LIABILITY FOR CONSEQUENTIAL OR INCIDENTAL DAMAGES, THE ABOVE LIMITATION MAY NOT APPLY TO YOU IN SUCH STATES, THE WEB SITE'S LIABILITY IS LIMITED TO THE GREATEST EXTENT PERMITTED BY LAW.

Indemnification

You agree to indemnify, defend and hold harmless the Web Site and its members, managers, officers, employees, agents and the assigns of same, from and against any and all loss, costs, expenses (including reasonable attorneys' fees and expenses), claims, damages and liabilities related to or associated with your use of the Web Site and any violation of this Privacy Policy by you.

Governing Law and Jurisdiction

This Privacy Policy constitutes a contract made under and shall be governed by and construed in accordance with the laws of the State of New York.

Last Update

This Privacy Policy was last updated on February 19, 2006.